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高 攀, 杜汪苗, 赵 旭.大中型水电工程库区漂浮物协同治理的多元主体博弈研究水资源与水工程学报[J].,2023,34(5):32-42
大中型水电工程库区漂浮物协同治理的多元主体博弈研究
Multi-subject game research of synergistic governance of floating debris in large and medium hydropower project reservoir areas
  
DOI:10.11705/j.issn.1672-643X.2023.05.04
中文关键词:  库区漂浮物治理  多元主体协同  演化博弈模型  仿真优化  水电工程库区
英文关键词:governance of floating debris in reservoir area  multi-subject synergy  evolutionary game model  simulation optimization  hydropower project reservoir area
基金项目:国家社会科学基金重大项目(19ZDA089);国家自然科学基金青年项目(72004116);湖北省高校优秀中青年科技创新团队项目(2022T006); 湖北省自然科学基金项目(2023AFC004)
作者单位
高 攀, 杜汪苗, 赵 旭 (三峡大学 经济与管理学院 湖北 宜昌 443002) 
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中文摘要:
      针对漂浮物流动特性所导致的流域治理责任转移和管理失衡问题,从中央政府的调控职能出发,构建了基于演化博弈理论的“政企”协同治理模型;并以三峡库区为例进行仿真分析,揭示了监管机制和关键因素对库区漂浮物协同治理成效的影响规律。结果表明:中央政府综合实施奖惩政策和调节机制,可使系统快速达成协同治理均衡,但其监管力度呈现边际效用递减趋势;相较于政企双方的干流合作,地方政府开展支流源头治理,会对工程业主的策略选择产生更为明显的正向效用;当工程业主提高积极治理补贴并降低消极治理补贴时,地方政府在两种策略下的利益差越大,会越倾向于选择积极治理策略,因此差异化的补贴机制才是“政企”协同治理的驱动力。
英文摘要:
      Aiming at the problem of responsibility transfer and management imbalance in watershed management caused by the flow characteristics of floating debris, a “government-enterprise” synergistic governance model based on evolutionary game theory is constructed from the perspective of the function transformation of the central government. Taking the Three Gorges Reservoir area as an example, this study performs a simulation analysis to reveal how regulatory mechanisms and critical factors influence the effectiveness of synergistic governance in managing floating debris within the reservoir area. The results show that the central government’s comprehensive implementation of reward and punishment policies and adjustment mechanisms can make the system quickly reach a synergistic governance equilibrium. However, its supervision shows a diminishing marginal utility. Compared with the mainstream cooperation between the government and enterprises, the local government’s implementation of tributary source control will have a more evident positive effect on the strategic choice of project owners. When the project owner increases the positive governance subsidy and reduces the negative governance subsidy, the interest difference between the two strategies will become more significant for the local government, and it will be more inclined to choose the positive governance strategy. Therefore, the differentiated subsidy strategy is the driving force of “government-enterprise” synergistic governance.
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